FACTS:        What does KCG Investment Advisory Services LLC do with your personal information?

Why?               Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

What?              The types of personal information we collect, and share depends on the product or service you have with us.  This information can include:
*           Social Security number and income
*           Account Balances and payment history
*           Credit history and credit scores
*           Non published contact information

How?                All financial companies need to share customers’ personal information to run their everyday business.  In the section below, we list the reasons they may share their customers’ personal information; the reasons KCG Investment Advisory Services LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information           Does KCG share?         Can you limit sharing?

For our everyday business purposes-                                                             Yes                                       No
to process transactions, maintain accounts, respond to court
and legal orders, or report to credit bureaus   

 

For our marketing purposes -                                                                          Yes                                       Yes
to offer our services to you

 

For joint marketing with other financial companies -                                      No                                         n/a

 

For our affiliates’ everyday business purposes -                                             n/a                                        n/a

 

For our affiliates to market to you -                                                                 n/a                                        n/a

 

For nonaffiliates to market to you -                                                                 No                                         n/a

 

KCG Investment Advisory Services LLC shares information with nonaffiliated companies for everyday business purposes and to market our own services only.  Nonaffiliated companies may include but not be limited to Charles Schwab & Co. and Lincoln Financial as custodians of Client assets, Right Capital for financial planning services, Broadridge Financial Solutions, Emerald Connect, and Google for web services, and Morningstar Office to generate Client reports and Customer proposals, Citrix and Citrix Sharefile for meeting platforms and secure communications.  While KCG shares your information for normal business purposes and our own marketing purposes, we maintain links to each nonaffiliate End User Agreement/Privacy Policy and review for compliance with our disclosures above.

When you are no longer our customer, your information continues to be shared, as described in this notice, until you have de-linked access by KCG and any nonaffiliates.  If you have questions or to limit KCG sharing of personal information:
               Call (912) 335-8071 or email systems admin@kcginvestmentadvisory.com or send a written request to:
               KCG Investment Advisory Services LLC, PO Box 15416 Savannah GA 31416

 

Who We Are…                                                                       KCG Investment Advisory Services LLC

 

What We Do…
        How does KCG protect your personal information?     
To protect your personal information from unauthorized
                                                                                              Access and use, we use security measures that comply
                                                                                              With federal law.  These measures include computer
                                                                                              safeguards, secured files and buildings.
        How does KCG collect my personal information?         We collect your personal information for example, when you
                                                                                              *  Open an account
                                                                                               *  Participate in the financial planning process
                                                                                              We also collect your personal information from others, such
                                                                                              credit bureaus, affiliates, or other companies

        Why can’t I limit all sharing?                                          Federal law gives you the right to limit only
                                                                                              *  sharing for affiliates’ everyday business purposes –
                                                                                                   Information about your credit worthiness
                                                                                              *  affiiates from using your information to market to you
                                                                                              *  sharing for nonaffiliates to market to you

        What happens when I limit sharing for an account        Your choices will apply to everyone on your account
        I hold jointly with someone else?

 

Definitions

        Affiliates                                       companies related by common ownership or control.  They
                                                            can be financial and non-financial companies.

                                                                           none

 

        Nonaffiliates                  Companies not related by common ownership or control. 
                                             They can be financial or non-financial companies.
                                             Nonaffiliated companies may include but not be limited to:

                                                            Charles Schwab & Co. as custodian
                                                            Lincoln Financial as custodian
                                                            Right Capital for financial planning
                                                            Broadridge Financial Solutions for web services
                                                            Emerald Connect for web services
                                                            Google for web services
                                                            Morningstar Office to generate Client reports and proposals
                                                            Citrix and Citrix Sharefile

 

 

Current Privacy policy can be downloaded HERE